deliberable_16_12_2025
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# Claude Code Context - Masters Thesis OCR Project
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## Project Overview
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This is a **Master's Thesis (TFM)** for UNIR's Master in Artificial Intelligence. The project focuses on **OCR hyperparameter optimization** using Ray Tune with Optuna for Spanish academic documents.
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**Author:** Sergio Jiménez Jiménez
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**University:** UNIR (Universidad Internacional de La Rioja)
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**Year:** 2025
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## Key Context
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### Why Hyperparameter Optimization Instead of Fine-tuning
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Due to **hardware limitations** (no dedicated GPU, CPU-only execution), the project pivoted from fine-tuning to hyperparameter optimization:
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- Fine-tuning deep learning models without GPU is prohibitively slow
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- Inference time is ~69 seconds/page on CPU
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- Hyperparameter optimization proved to be an effective alternative, achieving 80.9% CER reduction
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### Main Results
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| Model | CER | Character Accuracy |
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|-------|-----|-------------------|
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| PaddleOCR Baseline | 7.78% | 92.22% |
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| PaddleOCR-HyperAdjust | **1.49%** | **98.51%** |
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**Goal achieved:** CER < 2% (target was < 2%, result is 1.49%)
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### Optimal Configuration Found
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```python
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config_optimizada = {
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"textline_orientation": True, # CRITICAL - reduces CER ~70%
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"use_doc_orientation_classify": False,
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"use_doc_unwarping": False,
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"text_det_thresh": 0.4690,
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"text_det_box_thresh": 0.5412,
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"text_det_unclip_ratio": 0.0,
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"text_rec_score_thresh": 0.6350,
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}
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```
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### Key Findings
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1. `textline_orientation=True` is the most impactful parameter (reduces CER by 69.7%)
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2. `text_det_thresh` has -0.52 correlation with CER; values < 0.1 cause catastrophic failures
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3. Document correction modules (`use_doc_orientation_classify`, `use_doc_unwarping`) are unnecessary for digital PDFs
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## Repository Structure
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```
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MastersThesis/
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├── docs/ # Thesis chapters in Markdown (UNIR template structure)
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│ ├── 00_resumen.md # Resumen + Abstract + Keywords
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│ ├── 01_introduccion.md # 1. Introducción (1.1, 1.2, 1.3)
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│ ├── 02_contexto_estado_arte.md # 2. Contexto y estado del arte (2.1, 2.2, 2.3)
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│ ├── 03_objetivos_metodologia.md # 3. Objetivos y metodología (3.1, 3.2, 3.3, 3.4)
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│ ├── 04_desarrollo_especifico.md # 4. Desarrollo específico (4.1, 4.2, 4.3)
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│ ├── 05_conclusiones_trabajo_futuro.md # 5. Conclusiones (5.1, 5.2)
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│ ├── 06_referencias_bibliograficas.md # Referencias bibliográficas (APA format)
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│ └── 07_anexo_a.md # Anexo A: Código fuente y datos
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├── thesis_output/ # Generated thesis document
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│ ├── plantilla_individual.htm # Complete TFM (open in Word)
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│ └── figures/ # PNG figures from Mermaid diagrams
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│ ├── figura_1.png ... figura_7.png
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│ └── figures_manifest.json
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├── src/
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│ ├── paddle_ocr_fine_tune_unir_raytune.ipynb # Main experiment (64 trials)
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│ ├── paddle_ocr_tuning.py # CLI evaluation script
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│ ├── dataset_manager.py # ImageTextDataset class
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│ ├── prepare_dataset.ipynb # Dataset preparation
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│ └── raytune_paddle_subproc_results_20251207_192320.csv # 64 trial results
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├── results/ # Benchmark results CSVs
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├── instructions/ # UNIR instructions and template
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│ ├── instrucciones.pdf # TFE writing guidelines
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│ ├── plantilla_individual.pdf # Word template (PDF version)
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│ └── plantilla_individual.htm # Word template (HTML version, source)
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├── apply_content.py # Generates TFM document from docs/ + template
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├── generate_mermaid_figures.py # Converts Mermaid diagrams to PNG
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├── ocr_benchmark_notebook.ipynb # Initial OCR benchmark
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└── README.md
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```
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### docs/ to Template Mapping
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The template (`plantilla_individual.pdf`) requires **5 chapters**. The docs/ files now match this structure exactly:
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| Template Section | docs/ File | Notes |
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|-----------------|------------|-------|
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| Resumen | `00_resumen.md` (Spanish part) | 150-300 words + Palabras clave |
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| Abstract | `00_resumen.md` (English part) | 150-300 words + Keywords |
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| 1. Introducción | `01_introduccion.md` | Subsections 1.1, 1.2, 1.3 |
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| 2. Contexto y estado del arte | `02_contexto_estado_arte.md` | Subsections 2.1, 2.2, 2.3 + Mermaid diagrams |
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| 3. Objetivos y metodología | `03_objetivos_metodologia.md` | Subsections 3.1, 3.2, 3.3, 3.4 + Mermaid diagrams |
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| 4. Desarrollo específico | `04_desarrollo_especifico.md` | Subsections 4.1, 4.2, 4.3 + Mermaid charts |
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| 5. Conclusiones y trabajo futuro | `05_conclusiones_trabajo_futuro.md` | Subsections 5.1, 5.2 |
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| Referencias bibliográficas | `06_referencias_bibliograficas.md` | APA, alphabetical |
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| Anexo A | `07_anexo_a.md` | Repository URL + structure |
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## Important Data Files
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### Results CSV Files
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- `src/raytune_paddle_subproc_results_20251207_192320.csv` - 64 Ray Tune trials with configs and metrics (PRIMARY DATA SOURCE)
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### Key Notebooks
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- `src/paddle_ocr_fine_tune_unir_raytune.ipynb` - Main Ray Tune experiment
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- `src/prepare_dataset.ipynb` - PDF to image/text conversion
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- `ocr_benchmark_notebook.ipynb` - EasyOCR vs PaddleOCR vs DocTR comparison
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## Technical Stack
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| Component | Version |
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|-----------|---------|
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| Python | 3.11.9 |
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| PaddlePaddle | 3.2.2 |
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| PaddleOCR | 3.3.2 |
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| Ray | 2.52.1 |
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| Optuna | 4.6.0 |
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## Pending Work
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### Completed Tasks
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- [x] **Structure docs/ to match UNIR template** - All chapters now follow exact numbering (1.1, 1.2, etc.)
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- [x] **Add Mermaid diagrams** - 7 diagrams added (OCR pipeline, Ray Tune architecture, methodology flowcharts, CER comparison charts)
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- [x] **Generate unified thesis document** - `apply_content.py` generates complete document from docs/
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- [x] **Convert Mermaid to PNG** - `generate_mermaid_figures.py` generates figures automatically
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- [x] **Proper template formatting** - Tables/figures use `Piedefoto-tabla` class, references use `MsoBibliography`
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### Priority Tasks
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1. **Validate on other document types** - Test optimal config on invoices, forms, contracts
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2. **Expand dataset** - Current dataset has only 24 pages
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3. **Create presentation slides** - For thesis defense
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4. **Final document review** - Open in Word, update indices (Ctrl+A, F9), verify formatting
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### Optional Extensions
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- Explore `text_det_unclip_ratio` parameter (was fixed at 0.0)
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- Compare with actual fine-tuning (if GPU access obtained)
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- Multi-objective optimization (CER + WER + inference time)
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## Thesis Document Generation
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To regenerate the thesis document:
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```bash
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# 1. Generate PNG figures from Mermaid diagrams
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python3 generate_mermaid_figures.py
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# 2. Apply docs/ content to UNIR template
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python3 apply_content.py
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# 3. Open in Word and finalize
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# - Open thesis_output/plantilla_individual.htm in Microsoft Word
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# - Press Ctrl+A then F9 to update all indices
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# - Save as .docx
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```
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**What `apply_content.py` does:**
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- Replaces Resumen and Abstract with actual content + keywords
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- Replaces all 5 chapters with content from docs/
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- Replaces Referencias with APA-formatted bibliography
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- Replaces Anexo with repository information
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- Converts Mermaid diagrams to embedded PNG images
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- Formats tables with `Piedefoto-tabla` captions and sources
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- Removes template instruction text ("Importante:", "Ejemplo de nota al pie", etc.)
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---
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## UNIR TFE Document Guidelines
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**CRITICAL:** The thesis MUST follow UNIR's official template (`instructions/plantilla_individual.pdf`) and guidelines (`instructions/instrucciones.pdf`).
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### Work Type Classification
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This thesis is a **hybrid of Type 1 (Piloto experimental) and Type 3 (Comparativa de soluciones)**:
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- Comparative study of OCR solutions (EasyOCR, PaddleOCR, DocTR)
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- Experimental pilot with Ray Tune hyperparameter optimization
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- 64 trials executed, results analyzed statistically
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### Document Structure (from plantilla_individual.pdf - MANDATORY)
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The TFE must follow this EXACT structure from the official template:
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| Section | Subsections | Notes |
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|---------|-------------|-------|
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| **Portada** | Title, Author, Type, Director, Date | Use template format exactly |
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| **Resumen** | 150-300 words + 3-5 Palabras clave | Spanish summary |
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| **Abstract** | 150-300 words + 3-5 Keywords | English summary |
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| **Índice de contenidos** | Auto-generated | New page |
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| **Índice de figuras** | Auto-generated | New page |
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| **Índice de tablas** | Auto-generated | New page |
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| **1. Introducción** | 1.1 Motivación, 1.2 Planteamiento del trabajo, 1.3 Estructura del trabajo | 3-5 pages |
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| **2. Contexto y estado del arte** | 2.1 Contexto del problema, 2.2 Estado del arte, 2.3 Conclusiones | 10-15 pages |
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| **3. Objetivos concretos y metodología** | 3.1 Objetivo general, 3.2 Objetivos específicos, 3.3 Metodología del trabajo | Variable |
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| **4. Desarrollo específico** | Varies by work type (see below) | Main content |
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| **5. Conclusiones y trabajo futuro** | 5.1 Conclusiones, 5.2 Líneas de trabajo futuro | Variable |
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| **Referencias bibliográficas** | APA format, alphabetical, hanging indent | Variable |
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| **Anexo A** | Código fuente y datos analizados | Repository URL |
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**Total length:** 50-90 pages (excluding cover, resumen, abstract, indices, annexes)
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### Chapter-Specific Requirements (from plantilla_individual.pdf)
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#### 1. Introducción
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The introduction must give a clear first idea of what was intended, the conclusions reached, and the procedure followed. Key ideas: problem identification, justification of importance, general objectives, preview of contribution.
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**1.1 Motivación:**
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- Present the problem to solve
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- Justify importance to educational/scientific community
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- Answer: What problem? What are the causes? Why is it relevant?
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- Must include references to prior research
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**1.2 Planteamiento del trabajo:**
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- Briefly state the problem/need detected
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- Describe the proposal and purpose
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- Answer: How to solve? What is proposed?
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**1.3 Estructura del trabajo:**
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- Briefly describe what each subsequent chapter contains
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#### 2. Contexto y estado del arte
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Study the application domain in depth, citing numerous references. Must consult different sources (not just online - also technical manuals, books).
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**2.1 Contexto del problema:**
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- Deep study of the application domain
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**2.2 Estado del arte:**
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- Antecedents, current studies, comparison of existing tools
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- Must reference key authors in the field (justify exclusions)
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**2.3 Conclusiones:**
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- Summary linking research to the work to be done
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- How findings affect the specific development
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#### 3. Objetivos concretos y metodología de trabajo
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Bridge between domain study and contribution. Three required elements: (1) general objective, (2) specific objectives, (3) methodology.
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**3.1 Objetivo general:**
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- Must be SMART (Doran, 1981)
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- Focus on achieving an observable effect, not just "create a tool"
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- Example: "Mejorar el servicio X logrando Y valorado positivamente (mínimo 4/5) por Z"
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**3.2 Objetivos específicos:**
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- Divide general objective into analyzable sub-objectives
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- Must be SMART
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- Use infinitive verbs: Analizar, Calcular, Clasificar, Comparar, Conocer, Cuantificar, Desarrollar, Describir, Descubrir, Determinar, Establecer, Explorar, Identificar, Indagar, Medir, Sintetizar, Verificar
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- Typically ~5 objectives: 1-2 about state of art, 2-3 about development
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**3.3 Metodología del trabajo:**
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- Describe steps to achieve objectives
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- Explain WHY each step
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- What instruments will be used
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- How results will be analyzed
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#### 4. Desarrollo específico de la contribución
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Structure depends on work type. Organize by methodology phases/activities.
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**For Type 1 (Piloto experimental):**
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- 4.1 Descripción detallada del experimento
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- Technologies used (with justification)
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- How pilot was organized
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- Participants (demographics)
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- Automatic evaluation techniques
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- How experiment proceeded
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- Monitoring/evaluation instruments
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- Statistical analysis types
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- 4.2 Descripción de los resultados (objective, no interpretation)
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- Summary tables, result graphs, relevant data identification
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- 4.3 Discusión
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- Relevance of results, explanations for anomalies, highlight key findings
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**For Type 3 (Comparativa de soluciones):**
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- 4.1 Planteamiento de la comparativa
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- Problem identification, alternative solutions to evaluate
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- Success criteria, measures to take
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- 4.2 Desarrollo de la comparativa
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- All results and measurements obtained
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- Graphs, tables, data visualization
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- 4.3 Discusión y análisis de resultados
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- Discussion of meaning, advantages/disadvantages of solutions
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#### 5. Conclusiones y trabajo futuro
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**5.1 Conclusiones:**
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- Summary of problem, approach, and why solution is valid
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- Summary of contributions
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- **Relate contributions and results to objectives** - discuss degree of achievement
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**5.2 Líneas de trabajo futuro:**
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- Future work that would add value
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- Justify how contribution can be used and in what fields
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### SMART Objectives Requirements
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ALL objectives (general and specific) MUST be SMART:
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| Criterion | Requirement | Example from this thesis |
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|-----------|-------------|-------------------------|
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| **S**pecific | Clearly define what to achieve | "Optimizar PaddleOCR para documentos en español" |
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| **M**easurable | Quantifiable success metric | "CER < 2%" |
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| **A**ttainable | Feasible with available resources | "Sin GPU, usando optimización de hiperparámetros" |
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| **R**elevant | Demonstrable impact | "Mejora extracción de texto en documentos académicos" |
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| **T**ime-bound | Achievable in timeframe | "Un cuatrimestre" |
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### Citation and Reference Rules
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#### APA Format is MANDATORY
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Reference guide: https://bibliografiaycitas.unir.net/
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**In-text citations:**
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- Single author: (Du, 2020) or Du (2020)
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- Two authors: (Du & Li, 2020)
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- Three+ authors: (Du et al., 2020)
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**Reference list examples:**
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```
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# Journal article with DOI
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Shi, B., Bai, X., & Yao, C. (2016). An end-to-end trainable neural network
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for image-based sequence recognition. IEEE Transactions on Pattern
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Analysis and Machine Intelligence, 39(11), 2298-2304.
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https://doi.org/10.1109/TPAMI.2016.2646371
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# Conference paper
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Akiba, T., Sano, S., Yanase, T., Ohta, T., & Koyama, M. (2019). Optuna:
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A next-generation hyperparameter optimization framework. Proceedings
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of the 25th ACM SIGKDD, 2623-2631.
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https://doi.org/10.1145/3292500.3330701
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# arXiv preprint
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Du, Y., Li, C., Guo, R., ... & Wang, H. (2020). PP-OCR: A practical ultra
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lightweight OCR system. arXiv preprint arXiv:2009.09941.
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https://arxiv.org/abs/2009.09941
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# Software/GitHub repository
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PaddlePaddle. (2024). PaddleOCR: Awesome multilingual OCR toolkits based
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on PaddlePaddle. GitHub. https://github.com/PaddlePaddle/PaddleOCR
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# Book
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Cohen, J. (1988). Statistical power analysis for the behavioral sciences
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(2nd ed.). Lawrence Erlbaum Associates.
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```
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#### Reference Rules
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- **NO Wikipedia citations**
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- Include variety: books, conferences, journal articles (not just URLs)
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- All cited references must appear in reference list
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- All references in list must be cited in text
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- Order alphabetically by first author's surname
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- Include DOI or URL when available
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### Document Formatting Rules
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#### Page Setup
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| Element | Specification |
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|---------|--------------|
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| Page size | A4 |
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| Left margin | 3.0 cm |
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| Right margin | 2.0 cm |
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| Top/Bottom margins | 2.5 cm |
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| Header | Student name + TFE title |
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| Footer | Page number |
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#### Typography
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| Element | Format |
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|---------|--------|
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| Body text | Calibri 12, justified, 1.5 line spacing, 6pt before/after |
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| Título 1 | Calibri Light 18, blue, justified, 1.5 spacing |
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| Título 2 | Calibri Light 14, blue, justified, 1.5 spacing |
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| Título 3 | Calibri Light 12, justified, 1.5 spacing |
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| Footnotes | Calibri 10, justified, single spacing |
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| Code | Can reduce to 9pt if needed |
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#### Tables and Figures (from plantilla_individual.pdf)
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**Table format example:**
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```
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Tabla 1. Ejemplo de tabla con sus principales elementos.
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||||
[TABLE CONTENT]
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Fuente: American Psychological Association, 2020a.
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```
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**Figure format example:**
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```
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Figura 1. Ejemplo de figura realizada para nuestro trabajo.
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[FIGURE]
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Fuente: American Psychological Association, 2020b.
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```
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||||
**Rules:**
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||||
- **Title position**: Above the table/figure
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||||
- **Numbering format**: "**Tabla 1.**" / "**Figura 1.**" (Calibri 12, bold)
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||||
- **Title text**: Calibri 12, italic (after the number)
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||||
- **Source**: Below, centered, format "Fuente: Author, Year."
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||||
- Can reduce font to 9pt for dense tables
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||||
- Can use landscape orientation for large tables
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||||
- Tables should have horizontal lines only (no vertical lines) per APA style
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||||
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||||
### Writing Style Rules
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||||
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||||
#### MUST DO:
|
||||
- Each chapter starts with introductory paragraph explaining content
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||||
- Each paragraph has at least 3 sentences
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||||
- Verify originality (cite all sources)
|
||||
- Check spelling with Word corrector
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||||
- Ensure logical flow between paragraphs
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||||
- Define concepts and include pertinent citations
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||||
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||||
#### MUST NOT DO:
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||||
- Two consecutive headings without text between them
|
||||
- Superfluous phrases and repetition of ideas
|
||||
- Short paragraphs (less than 3 sentences)
|
||||
- Missing figure/table numbers or titles
|
||||
- Broken index generation
|
||||
|
||||
### Annexes Requirements
|
||||
|
||||
**Anexo A - Código fuente y datos:**
|
||||
- Include repository URL where code is hosted
|
||||
- Student must be sole author and owner of repository
|
||||
- No commits from other users
|
||||
- Data used should also be in repository
|
||||
- If confidential (company project), justify why not shared
|
||||
|
||||
### Final Submission
|
||||
|
||||
- **Drafts**: Submit in Word format
|
||||
- **Final deposit**: Submit in PDF format
|
||||
- Verify all indices generate correctly before final submission
|
||||
|
||||
---
|
||||
|
||||
## Guidelines for Claude
|
||||
|
||||
### CRITICAL: Academic Rigor Requirements
|
||||
|
||||
**This is a Master's Thesis. Academic rigor is NON-NEGOTIABLE.**
|
||||
|
||||
#### DO NOT:
|
||||
- **NEVER fabricate data or statistics** - Every number must come from an actual file in this repository
|
||||
- **NEVER invent comparison results** - If we don't have data for EasyOCR or DocTR comparisons, don't make up numbers
|
||||
- **NEVER assume or estimate values** - If a metric isn't in the CSV/notebook, don't include it
|
||||
- **NEVER extrapolate beyond what the data shows** - 24 pages is a limited dataset, acknowledge this
|
||||
- **NEVER claim results that weren't measured** - Only report what was actually computed
|
||||
|
||||
#### ALWAYS:
|
||||
- **Read the source file first** before citing any result
|
||||
- **Quote exact values** from CSV files (e.g., CER 0.011535 not "approximately 1%")
|
||||
- **Reference the specific file and location** for every data point
|
||||
- **Acknowledge limitations** explicitly (dataset size, CPU-only, single document type)
|
||||
- **Distinguish between measured results and interpretations**
|
||||
|
||||
#### Data Sources (ONLY use these):
|
||||
| Data Type | Source File |
|
||||
|-----------|-------------|
|
||||
| Ray Tune 64 trials | `src/raytune_paddle_subproc_results_20251207_192320.csv` |
|
||||
| Experiment code | `src/paddle_ocr_fine_tune_unir_raytune.ipynb` |
|
||||
| Final comparison | Output cells in the notebook (baseline vs optimized) |
|
||||
|
||||
#### Example of WRONG vs RIGHT:
|
||||
|
||||
**WRONG:** "EasyOCR achieved 8.5% CER while PaddleOCR achieved 5.2% CER"
|
||||
(We don't have this comparison data in our results files)
|
||||
|
||||
**RIGHT:** "The optimization reduced CER from 7.78% to 1.49%, a reduction of 80.9% (source: final comparison in `paddle_ocr_fine_tune_unir_raytune.ipynb`)"
|
||||
|
||||
**WRONG:** "The optimization improved results by approximately 80%"
|
||||
|
||||
**RIGHT:** "From the 64 trials in `raytune_paddle_subproc_results_20251207_192320.csv`, minimum CER achieved was 1.15%"
|
||||
|
||||
### When Working on Documentation
|
||||
|
||||
1. **Read UNIR guidelines first**: Check `instructions/instrucciones.pdf` for structure requirements
|
||||
|
||||
2. **Follow chapter structure**: Each chapter has specific content requirements per UNIR guidelines
|
||||
|
||||
3. **References are UNIFIED**: All references go in `docs/06_referencias_bibliograficas.md`, NOT per-chapter
|
||||
|
||||
4. **Use APA format**: All citations must follow APA style
|
||||
|
||||
5. **Include "Fuentes de datos"**: Each chapter should list which repository files the data came from
|
||||
|
||||
6. **Language**: Documentation is in Spanish (thesis requirement), code comments in English
|
||||
|
||||
7. **Hardware context**: Remember this is CPU-only execution. Any suggestions about GPU training should acknowledge this limitation
|
||||
|
||||
8. **When in doubt, ask**: If the user requests data that doesn't exist, ask rather than inventing numbers
|
||||
|
||||
9. **DIAGRAMS MUST BE IN MERMAID FORMAT**: All diagrams, flowcharts, and visualizations in the documentation MUST use Mermaid syntax. This ensures:
|
||||
- Version control friendly (text-based)
|
||||
- Consistent styling across all chapters
|
||||
- Easy to edit and maintain
|
||||
- Renders properly in GitHub and most Markdown viewers
|
||||
|
||||
**Supported Mermaid diagram types:**
|
||||
- `flowchart` / `graph` - For pipelines, workflows, architectures
|
||||
- `xychart-beta` - For bar charts, comparisons
|
||||
- `sequenceDiagram` - For process interactions
|
||||
- `classDiagram` - For class structures
|
||||
- `stateDiagram` - For state machines
|
||||
- `pie` - For proportional data
|
||||
|
||||
**Example:**
|
||||
```mermaid
|
||||
flowchart LR
|
||||
A[Input] --> B[Process] --> C[Output]
|
||||
```
|
||||
|
||||
### Common Tasks
|
||||
|
||||
- **Adding new experiments**: Update `src/paddle_ocr_fine_tune_unir_raytune.ipynb`
|
||||
- **Updating documentation**: Edit files in `docs/`
|
||||
- **Adding references**: Add to `docs/06_referencias_bibliograficas.md` (unified list)
|
||||
- **Dataset expansion**: Use `src/prepare_dataset.ipynb` as template
|
||||
- **Running evaluations**: Use `src/paddle_ocr_tuning.py` CLI
|
||||
|
||||
---
|
||||
|
||||
## Experiment Details
|
||||
|
||||
### Ray Tune Configuration
|
||||
```python
|
||||
tuner = tune.Tuner(
|
||||
trainable_paddle_ocr,
|
||||
tune_config=tune.TuneConfig(
|
||||
metric="CER",
|
||||
mode="min",
|
||||
search_alg=OptunaSearch(),
|
||||
num_samples=64,
|
||||
max_concurrent_trials=2
|
||||
)
|
||||
)
|
||||
```
|
||||
|
||||
### Dataset
|
||||
- Source: UNIR TFE instructions PDF
|
||||
- Pages: 24
|
||||
- Resolution: 300 DPI
|
||||
- Ground truth: Extracted via PyMuPDF
|
||||
|
||||
### Metrics
|
||||
- CER (Character Error Rate) - Primary metric
|
||||
- WER (Word Error Rate) - Secondary metric
|
||||
- Calculated using `jiwer` library
|
||||
Reference in New Issue
Block a user